Investment fraud in Florida comes in many forms and perpetrated by almost anyone. However, when the accused individual is a public servant, the results of the offense can affect both governmental bodies and singular investors who unknowingly misplaced their trust in...
Meme stocks and market manipulation
Investors have become aware of meme stocks surging to record-breaking levels. Social media conversations and many headlines described fast gains exceeding 1,000%. The information provided caused some trending speculative stocks to appear exceptionally attractive....
What is a Ponzi scheme?
If you decide to invest in something that promises extremely high returns with little to no risk, the investment may be a Ponzi scheme. These schemes get you to invest money, but the fraudsters do not put it towards another investment. Typically, the fraudsters take a...
Your vigilance can protect you from investment fraud
Investing is an excellent way to optimize your assets and build your savings. Whether you are an experienced investor or just beginning a portfolio, being able to tell a good investment from a deceptive one can protect you from costly losses. Investment fraud can...
How can I spot an imposter broker?
Not every investor you talk to is legitimate. Some people have lost a lot of money because they handed money or personal information over to a person or company that turned out to be a scammer. As The Motley Fool explains, scammers have impersonated reputable brokers,...
How social media can result in irresponsible investing
The growth of social media allows entrepreneurs and businesses to communicate to millions of people in seconds. While the use of social media can provide important information quickly, sometimes that information can be unreliable, such as when it comes to investing in...
What are FINRA’s rules regarding supervision?
If you learn that your broker mishandled your investment, you probably not only feel outraged at the broker's actions, but you may wonder why the firm the broker works for did not supervise the broker's activities. It is natural to think that brokerage firms have a...
Common types of securities disputes
Disputes are common in the securities industry. Unresolved disputes can lead to costly litigation and other issues that compromise the reputation, credibility and success of the brokers or securities agencies. Though you cannot predict when disputes may occur, it is...
What is insider trading and why is it illegal?
Florida law treats securities fraud in a serious way. If you are facing such charges, your entire life could change. You can expect to deal with a minimum of a fine and prison sentence if convicted. One common example of a securities fraud is insider trading. But what...
Where do fraudsters target investors online?
As an investor, you probably use the internet as a tool. While you may make some worthwhile connections, you also need to keep in mind that there are fraudsters who also utilize the internet. According to the U.S. Securities and Exchange Commission, there are several...
