Firm News

Firm News

How does FINRA protect investors?

The Financial Industry Regulatory Authority is a non-profit organization authorized by the government. Its purpose is to ensure the integrity of the market and provide basic protection to investors. It is a self-regulatory organization operating under the supervision...

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Is the breach of contract material?

In Florida, someone can only file an action for breach of contract against you when the breach is material. A contract ideally includes language identifying which of its provisions are material, and how to proceed if a breach occurs. Whether or not this is in the...

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What can I do to avoid fraud?

Financial fraud can be devastating because it is so easy to lose a lot of money quickly due to hard to detect schemes. Something may seem so real yet be nothing more than a scam.  The U.S. Securities and Exchange Commission suggests that before investing in anything,...

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Time, cost and securities arbitration

When securities claims surface, there are multiple factors that require careful examination. From relevant laws to the long-term impact of a claim, those involved in arbitration have many considerations. However, it is imperative to think about time as well as the...

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