The growth of social media allows entrepreneurs and businesses to communicate to millions of people in seconds. While the use of social media can provide important information quickly, sometimes that information can be unreliable, such as when it comes to investing in...
What are FINRA’s rules regarding supervision?
If you learn that your broker mishandled your investment, you probably not only feel outraged at the broker's actions, but you may wonder why the firm the broker works for did not supervise the broker's activities. It is natural to think that brokerage firms have a...
