Month: July 2020

Month: July 2020

When should I not pursue arbitration?

It is important to know when to arbitrate and when to litigate. Generally speaking, there are many advantages to choosing arbitration over litigation, but unfortunately arbitration is not always the best option. Understanding your best move is critical to settling a...

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What is the SEC Whistleblower Program?

The U.S. Securities and Exchange Commission aims to protect investors and maintain fair markets. Part of this mission includes investigating possible securities fraud.  If you have independent information about fraud related to a securities transaction, you may be...

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What is fiduciary duty?

Investing is difficult on its own, even without having to worry about unscrupulous persons acting on your behalf. It is important to understand the rights and obligations you have as an investor working with third parties. One of the key elements to understand is...

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